← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/20/2024)
PFS INVESTMENTS INC. · 所有者与执行高管(CRD 10111)
机构事实页:PFS INVESTMENTS INC. 事实页 → | 官方原文:IAPD firm-summary/10111
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PRIMERICA FINANCE CORPORATION | 境内实体 | DIRECT OWNER | 是 | E |
| WATTS, JOHN SIMMERMAN III | 个人 | SENIOR VICE PRESIDENT AND CHIEF COUNSEL | 是 | NA |
| JENDUSA, NICHOLAS ADAM | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| WOODRING, DANIEL AARON | 个人 | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| NEMETZ, WILLIAM JAMES | 个人 | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 是 | NA |
| SUKIN, KAREN LYNN | 个人 | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 是 | NA |
| MILLER, DEBORAH LYNN | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| RIVET, LORI ALLISON | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| WEIGLE, BRIAN STEVEN | 个人 | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 是 | NA |
| WELLS, MICHAEL KURT | 个人 | TREASURER | — | NA |
| REGARD, PAUL ETIENNE | 个人 | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| COLEY, DASIA DEBORAH | 个人 | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| PRIMERICA, INC. | SOLE SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
