← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
GAGNON SECURITIES, LLC · 所有者与执行高管(CRD 103727)
机构事实页:GAGNON SECURITIES, LLC 事实页 → | 官方原文:IAPD firm-summary/103727
Schedule A · 直接所有者(21 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JAMPOLE, MATTHEW HOWARD | 个人 | MEMBER | — | NA |
| GAGNON, NEIL JOSEPH | 个人 | MANAGER/CEO | 是 | D |
| GAGNON, BRIAN JOSEPH | 个人 | MEMBER | 是 | A |
| DREW, MAUREEN ONEILL | 个人 | MEMBER | 是 | A |
| BEINSTEIN, HENRY CARL | 个人 | MEMBER | — | NA |
| ROBOHM, JONATHAN WILLIAMS | 个人 | MEMBER | — | NA |
| LEE, DWIGHT EISENHOWER | 个人 | MEMBER | — | NA |
| FERRANTE, LISA CATHERINE | 个人 | MEMBER | 是 | NA |
| TRANCHIDA, ALISON O'BRIEN | 个人 | MEMBER | 是 | NA |
| TAYLOR, WILLIS GITT | 个人 | MEMBER | 是 | A |
| D'ALESSANDRO, MARIANNE | 个人 | MEMBER | 是 | NA |
| SIMMONS, MICHELLE | 个人 | MEMBER | — | NA |
| GAROFALO, ADRIENNE MICHELLE | 个人 | MEMBER | — | NA |
| D'ALESSANDRO, MARIANNE | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| TRANCHIDA, ALISON O'BRIEN | 个人 | OPERATIONS MANAGER | 是 | NA |
| FERRANTE, LISA CATHERINE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| FERRANTE, LISA CATHERINE | 个人 | CROP/ROP | 是 | NA |
| JILLA, SARAH G | 个人 | MEMBER | — | NA |
| ROBERTS, CYNTHIA ANDREA | 个人 | MEMBER | — | NA |
| CAPPELLO, JAMES MATTHEW | 个人 | MEMBER | — | NA |
| FERRANTE, LISA CATHERINE | 个人 | CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
