← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/26/2024)
FLAGSTAR ADVISORS, INC. · 所有者与执行高管(CRD 104233)
机构事实页:FLAGSTAR ADVISORS, INC. 事实页 → | 官方原文:IAPD firm-summary/104233
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PERRY, PHILIP VINCENT | 个人 | OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | — | NA |
| MAGUIRE, WILLIAM JOHN JR | 个人 | CEO, PRESIDENT, DIRECTOR | 是 | NA |
| MCGLYNN, BRIAN JOSEPH | 个人 | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | — | NA |
| ROBERTS, JONATHAN HENRY | 个人 | FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | 是 | NA |
| FLAGSTAR BANK, N.A. | 境内实体 | SHAREHOLDER | 是 | E |
| BIRNBAUM, JASON ALAN | 个人 | PRESIDENT OF PRIVATE BANK, DIRECTOR | 是 | NA |
| GERAGHTY, DOUGLAS P | 个人 | CHIEF COMPLIANCE OFFICER, DIRECTOR | 是 | NA |
| STERN, SETH WILLIAM | 个人 | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | 是 | NA |
| FEIT, ADAM BRIAN | 个人 | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | 是 | B |
| RAFFETTO, RICHARD ALEXANDER | 个人 | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEW YORK COMMUNITY BANCORP, INC. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
