← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/15/2024)
WCM INVESTMENT MANAGEMENT, LLC · 所有者与执行高管(CRD 104702)
机构事实页:WCM INVESTMENT MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/104702
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BLACK, PAUL, RUSSELL | 个人 | PRESIDENT/CEO | 是 | NA |
| WINRICH, KURT, RANDAL | 个人 | CHAIRMAN | 是 | NA |
| PAYNE, SLOANE, WALLER | 个人 | CHIEF OPERATIONS OFFICER, SENIOR VP | 是 | NA |
| TRIGG, MIKE, BRADY | 个人 | PRESIDENT, PORTFOLIO MANAGER | 是 | NA |
| THALIA STREET PARTNERS LLC | 境内实体 | MEMBER | 是 | E |
| NATIXIS INVESTMENT MANAGERS, LLC | 境内实体 | MEMBER OF REGISTRANT | — | B |
| KUO, DON, KUANGLUN | 个人 | DEPUTY CHIEF OPERATING OFFICER, SECRETARY | 是 | NA |
| JOERGER, DAVID, JOSEPH | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| Kroehl, Victoria | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BLACK, PAUL, RUSSELL | MEMBER, ELECTED MANAGER | 是 |
| WINRICH, KURT, RANDAL | MEMBER, ELECTED MANAGER | 是 |
| PAYNE, SLOANE, WALLER | ELECTED MANAGER | 是 |
| TRIGG, MIKE, BRADY | ELECTED MANAGER | 是 |
| NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 | MEMBER | 是 |
| NATIXIS INVESTMENT MANAGERS | SHAREHOLDER | 是 |
| NATIXIS | SHAREHOLDER | 是 |
| BPCE | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
