← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/03/2016）
BRAVER WEALTH MANAGEMENT, LLC · 所有者与执行高管（CRD 104747）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/104747
Schedule A · 直接所有者（12 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LUDWIG, JUDITH, DIANE | 个人 | CO-MANAGING MEMBER AND VICE PRESIDENT | 是 | A |
| LUDWIG, JOSEPH, BENSON | 个人 | CO-MANAGING MEMBER | 是 | A |
| PHILBIN, JAMES, MICHAEL | 个人 | CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT | 是 | B |
| PELLECCHIA, DENNIS, STEPHEN | 个人 | CO-MANAGING MEMBER AND TREASURER | 是 | B |
| RILEY, PATRICK, BERNARD | 个人 | CO-MANAGING MEMBER | — | A |
| GRIESINGER, ANDREW, PETER | 个人 | CHIEF QUANTITATIVE OFFICER | 是 | NA |
| BRAVER WEALTH MANAGEMENT, INC. | 境内实体 | MEMBER | 是 | E |
| D'AMICO, DAVID, JOSEPH | 个人 | CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST | 是 | NA |
| STEVENS, CHRISTOPHER, MARK | 个人 | DIRECTOR | 是 | B |
| LIGHTMAN, RUSSELL, HARRY | 个人 | DIRECTOR | 是 | B |
| BERENSON, JOEL, HAROLD | 个人 | DIRECTOR | — | A |
| DURKIN, BRIAN, JOSEPH | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| TANDEM FINANCIAL SERVICES, INC. | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
