← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/04/2024)
COZAD ASSET MANAGEMENT INC · 所有者与执行高管(CRD 104764)
机构事实页:COZAD ASSET MANAGEMENT INC 事实页 → | 官方原文:IAPD firm-summary/104764
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KIDDOO, RONALD, LANE | 个人 | CHAIRMAN OF THE BOARD, VICE PRESIDENT, CHIEF INVESTMENT OFFICER/DIRECTOR | 是 | A |
| COZAD, GREGORY, DALE | 个人 | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 是 | A |
| MEACHAM, STUART, THOMAS | 个人 | VICE PRES.CHIEF OPERATIONS OFFICER, DIRECTOR | 是 | A |
| MCGRATH, MARY, FRANCES | 个人 | EXEC. VICE PRESIDENT, DIRECTOR | 是 | A |
| KIDDOO, STEPHEN, CRAIG | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| STORSVED, ANNE, JOELLE | 个人 | DIRECTOR OF TAX DEPARTMENT & DIRECTOR | 是 | NA |
| NORRIS, CYNTHIA, C | 个人 | SHAREHOLDER | — | A |
| NORRIS, JOHNSTON, ALLEN | 个人 | SHAREHOLDER | — | A |
| ANDERSON, BRADEN, LEE | 个人 | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | 是 | NA |
| ANDERSON, BRETT | 个人 | DIRECTOR | 是 | NA |
| WHITE, B., JOSEPH | 个人 | DIRECTOR | 是 | NA |
| GEORGE SHAPLAND ESTATE | 境内实体 | SHAREHOLDER | — | C |
| KANG, DAE-WOUNG | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
