← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/26/2024)
GAMCO ASSET MANAGEMENT INC. · 所有者与执行高管(CRD 104950)
机构事实页:GAMCO ASSET MANAGEMENT INC. 事实页 → | 官方原文:IAPD firm-summary/104950
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GAMCO INVESTORS, INC. | 境内实体 | SHAREHOLDER-100% OWNER OF APPLICANT | 是 | E |
| GABELLI, MARIO, JOSEPH | 个人 | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER - VALUE PORTFOLIO, MAJORITY SHAREHOLDER OF ULTIMATE PARENT COMPANY | 是 | NA |
| JAMIESON, DOUGLAS, RICHARD | 个人 | PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR, DIRECTOR | 是 | NA |
| PITARO, REGINA, MARIE | 个人 | MANAGING DIRECTOR, DIRECTOR | 是 | NA |
| WARD, HOWARD, FRANK | 个人 | CHIEF INVESTMENT OFFICER-GROWTH PORTFOLIOS | — | NA |
| GOLDMAN, DAVID, MARC | 个人 | GENERAL COUNSEL, SECRETARY & CHIEF COMPLIANCE OFFICER | 是 | NA |
| DESMARAIS, CHRISTOPHER, CHARLES | 个人 | MANAGING DIRECTOR, DIRECTOR | 是 | NA |
| OURLICHT, DAVID, ELIHU | 个人 | MANAGING DIRECTOR | 是 | NA |
| CATERINA, KIERAN, DOUGLAS | 个人 | CO CHIEF ACCOUNTING OFFICER | 是 | NA |
| DREYER, KEVIN, VAUGHN | 个人 | MANAGING DIRECTOR, CO-CIO VALUE | 是 | NA |
| MARANGI, CHRISTOPHER, JASON | 个人 | MANAGING DIRECTOR, CO-CIO VALUE | 是 | NA |
| SWIRBUL, PAUL, MASON | 个人 | MANAGING DIRECTOR, DIRECTOR | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GGCP, INC. | MANAGER AND MEMBER | 是 |
| GABELLI, MARIO, JOSEPH | CEO, DIRECTOR AND THE MAJORITY SHAREHOLDER OF COMMON STOCK | 是 |
| GGCP HOLDINGS LLC | MAJORITY SHAREHOLDER OF THE CLASS B COMMON STOCK | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
