← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/20/2012)
CEF ADVISERS INC · 所有者与执行高管(CRD 104962)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/104962
Schedule A · 直接所有者(5 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WINMILL, THOMAS, BASSETT | 个人 | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | 是 | E |
| WINMILL & CO. INCORPORATED | 境内实体 | PARENT COMPANY | 是 | E |
| OMALLEY, THOMAS | 个人 | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | 是 | NA |
| RAMIREZ, JOHN, FELIPE | 个人 | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, AND SECRETARY | 是 | NA |
| WINMILL, MARK, CAMPBELL | 个人 | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT STRATEGIST | 是 | E |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| WINMILL, MARK, CAMPBELL | TRUSTEE | 是 |
| WINMILL, THOMAS, BASSETT | TRUSTEE | 是 |
| WINMILL FAMILY TRUST | OWNER OF 100% OF VOTING STOCK | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
