← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/16/2024)
PANAGORA ASSET MANAGEMENT INC · 所有者与执行高管(CRD 105201)
机构事实页:PANAGORA ASSET MANAGEMENT INC 事实页 → | 官方原文:IAPD firm-summary/105201
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SUTTON, PAUL, MICHAEL | 个人 | CHIEF FINANCIAL OFFICER AND TREASURER | 是 | NA |
| SORENSEN, ERIC, HEVERING | 个人 | DIRECTOR/ VICE CHAIR OF PANAGORA | 是 | NA |
| QIAN, EDWARD, ENPING | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| ORR, ROBERT, JEFFERY | 个人 | DIRECTOR | 是 | NA |
| REYNOLDS, ROBERT, LLOYD | 个人 | DIRECTOR | 是 | NA |
| MUSSALLI, GEORGE, DECKEY | 个人 | DIRECTOR/ GLOBAL CHIEF INVESTMENT OFFICER | 是 | NA |
| PANAGORA HOLDINGS, INC. | 境内实体 | DIRECT SHAREHOLDER | 是 | E |
| WYRWAS, MARGARET, ETHEL | 个人 | DIRECTOR | 是 | NA |
| ANSON, MARK, JONATHON | 个人 | DIRECTOR | 是 | NA |
| KETCHEN, JASON, FORREST | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| VOLPE, MARC, LEONARD | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| Ferrara, Stephen, Rosario | 个人 | GENERAL COUNSEL | 是 | NA |
| PAFI, LLC | 境内实体 | DIRECT SHAREHOLDER | — | B |
| Srivastava, Raman | 个人 | DIRECTOR | 是 | NA |
| BOLOTIN, ANDRA, SLOANE | 个人 | DIRECTOR | 是 | NA |
| BELTON, BRYAN, DAVID | 个人 | DIRECTOR/ PRESIDENT & CEO | 是 | NA |
Schedule B · 执行高管(16 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO | SHAREHOLDER | 是 |
| PAFI, LLC | MEMBER | 是 |
| GREAT-WEST LIFECO INC | SHAREHOLDER | 是 |
| POWER FINANCIAL CORPORATION | SHAREHOLDER | 是 |
| POWER CORPORATION OF CANADA | OWNER | 是 |
| GREAT-WEST LIFECO U.S. LLC | MEMBER | 是 |
| THE DESMARAIS FAMILY RESIDUARY TRUST | SHAREHOLDER | 是 |
| DESMARAIS, ANDRE, ROGER | TRUSTEE | 是 |
| DESMARAIS, PAUL, GUY | TRUSTEE | 是 |
| DESMARAIS, SOPHIE, CAROLINE | TRUSTEE | — |
| PANSOLO HOLDING INC. | SHAREHOLDER | 是 |
| DOER, GARY, ALBERT | TRUSTEE | 是 |
| EMPOWER SERVICES HOLDINGS US, LLC | MEMBER | 是 |
| EMPOWER ANNUITY INSURANCE CO. OF AMERICA | MEMBER | 是 |
| EMPOWER HOLDINGS, LLC | MEMBER | 是 |
| FLEMING, GREGORY, JAMES | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
