← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/27/2016）
WALL STREET ASSOCIATES, LLC · 所有者与执行高管（CRD 105494）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/105494
Schedule A · 直接所有者（9 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WALL STREET ASSOCIATES II, LLC | 境内实体 | MANAGING MEMBER | 是 | E |
| SMITH, TED, CHANDLER | 个人 | PRINCIPAL, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 是 | NA |
| ARIANO, PAUL, JOSEPH | 个人 | PRINCIPAL AND PORTFOLIO MANAGER | 是 | NA |
| LECOQ, PAUL, KIMLER | 个人 | PRINCIPAL AND PORTFOLIO MANAGER | 是 | NA |
| JACOBSON, LUCAS, ALAN | 个人 | PRINCIPAL AND PORTFOLIO MANAGER | 是 | NA |
| WAADT, ALEXIS, CHRISTINE | 个人 | PRINCIPAL AND PORTFOLIO MANAGER | 是 | NA |
| GASTIL, WILLIAM | 个人 | PRINCIPAL AND HEAD OF TRADING | 是 | NA |
| TAYLOR-ARIANO, KIMBERLY | 个人 | PRINCIPAL, CLIENT SERVICES | 是 | NA |
| KNOWLES, ROB, ROY | 个人 | PRINCIPAL, DIRECTOR OF MARKETING | 是 | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| SMITH, TED, CHANDLER | MANAGING MEMBER | 是 |
| ARIANO, PAUL, JOSEPH | MEMBER | 是 |
| LECOQ, PAUL, KIMLER | MEMBER | 是 |
| JACOBSON, LUCAS, ALAN | MEMBER | 是 |
| GASTIL, WILLIAM | MEMBER | 是 |
| KNOWLES, ROB, ROY | MEMBER | 是 |
| TAYLOR-ARIANO, KIMBERLY | MEMBER | 是 |
| WAADT, ALEXIS, CHRISTINE | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
