← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(04/29/2013)
GUARDIAN BAILLIE GIFFORD LIMITED · 所有者与执行高管(CRD 105578)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/105578
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BAILLIE GIFFORD OVERSEAS LIMITED | 境外实体 | SHAREHOLDER | 是 | C |
| THE GUARDIAN INSURANCE & ANNUITY COMPANY INC | 境内实体 | SHAREHOLDER | 是 | D |
| SORELL, THOMAS, GEORGE | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| WARDEN, ALISON, L | 个人 | GROUP FINANCE OFFICER | — | NA |
| LAYBOURN, GRAHAM | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| PLOWDEN, CHARLES, EDMOND PHILIP | 个人 | DIRECTOR | 是 | NA |
| CARNEGIE, JOHN, FORREST | 个人 | DIRECTOR | 是 | NA |
| CAMPBELL, TIMOTHY, EDWARD HUGH | 个人 | DIRECTOR/CHIEF EXECUTIVE OFFICER | 是 | NA |
| MULLIGAN, DEANNA, MARIE | 个人 | CHAIRMAN/NON-EXECUTIVE DIRECTOR | 是 | NA |
| SALTER, DAVID, WILLIAM | 个人 | DIRECTOR | 是 | NA |
| DOLFI, D., SCOTT | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| SAUNDERS, JOCELYN, ARTHUR | 个人 | FINANCE OFFICER | — | NA |
Schedule B · 执行高管(42 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BAILLIE GIFFORD & CO | OWNER | 是 |
| BREWIS, THOMAS, MICHAEL | PARTNER | — |
| MACPHEE, MICHAEL WILLIAM, MILLER REID | PARTNER | — |
| SMITH, GERALD, THOMAS EDWARD | PARTNER | — |
| PLOWDEN, CHARLES, EDMOND PHILIP | PARTNER | — |
| MORRISON, ELAINE, MARY | PARTNER | — |
| ANDERSON, JAMES, KENNEDY | PARTNER | — |
| WHITLEY, SARAH, JANE MACKAY | PARTNER | — |
| CALLAHAN, GERARD | PARTNER | — |
| BLAIKIE, ROBERT, TAYLOR | PARTNER | — |
| WARDEN, ALISON, LOIS | PARTNER | — |
| COOKE, PETER, NOEL DAVID | PARTNER | — |
| TELFER, ANDREW, JAMES | PARTNER | — |
| TAIT, ANTHONY, ROBERT | PARTNER | — |
| SNELLER, RICHARD, EDGAR | PARTNER | — |
| URQUHART, MARK, ANDREW | PARTNER | — |
| PATERSON, ALAN, WILLIAM | PARTNER | — |
| BATES, JONATHAN, WILLIAM BRENNAN | PARTNER | — |
| MCCOMBIE, IAIN, ARTHUR DONALD | PARTNER | — |
| EDWARDSON, PATRICK, JAMES | PARTNER | — |
| DEWAR, LYNN, CATHERINE | PARTNER | — |
| DINGWALL, HAMISH, ANDREW | PARTNER | — |
| NISBET, THOMAS, SCOTT | PARTNER | — |
| HADDEN, PETER, COYNE | PARTNER | — |
| RODGER, STEPHEN, JOHN | PARTNER | — |
| BARKER, KENNETH | PARTNER | — |
| MCGRAIL, RICHARD, STEPHEN | PARTNER | — |
| SUTCLIFFE, WILLIAM | PARTNER | — |
| THOMAS, NICHOLAS | PARTNER | — |
| MACCOLL, MALCOLM, GRAHAM | PARTNER | — |
| SALTER, DAVID, WILLIAM | PARTNER | — |
| PACULA, WILLIAM, ROBERT | PARTNER | — |
| BAILLIE GIFFORD INTERNATIONAL PARTNERSHIP | PARTNER | — |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | 是 |
| BEMKO, LARYSA, MARIA | PARTNER | — |
| SIGAROUDINIA, KAVE, TRISTAN | PARTNER | — |
| SLATER, THOMAS, KEITH | PARTNER | — |
| CAMPBELL, TIMOTHY, EDWARD HUGH | PARTNER | — |
| FRANKLIN, ANGUS, JOHN | PARTNER | — |
| HAMILTON, KATHRIN | PARTNER | — |
| ADAIR, SPENCER, FRANKLIN | PARTNER | — |
| LAYBOURN, GRAHAM | PARTNER | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
