← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/26/2024)
PGIM INVESTMENTS LLC · 所有者与执行高管(CRD 105670)
机构事实页:PGIM INVESTMENTS LLC 事实页 → | 官方原文:IAPD firm-summary/105670
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PIFM HOLDCO, LLC | 境内实体 | SOLE MEMBER | 是 | E |
| AHRENS, BRIAN, KARL | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| PARKER, STUART, SHERMAN | 个人 | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, & PRESIDENT | 是 | NA |
| BENJAMIN, SCOTT, EDWARD | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| OHARA, BERNARD, GERARD | 个人 | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 是 | NA |
| Digiacomo, Claudia | 个人 | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY | 是 | NA |
| DONOHUE, ANDREW, JOHN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| SAUBER, JOEL, ROGER | 个人 | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| PGIM HOLDING COMPANY LLC | PARENT OF SOLE MEMBER | 是 |
| PRUDENTIAL FINANCIAL, INC. | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
