← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/03/2024）
THOMPSON SIEGEL & WALMSLEY LLC · 所有者与执行高管（CRD 105726）
机构事实页：THOMPSON SIEGEL & WALMSLEY LLC 事实页 → | 官方原文：IAPD firm-summary/105726
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HAWKINS, BRETT, PHELAN | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| BOYLES, WAYNE, WINBORNE | 个人 | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | 是 | NA |
| VANCASTER, JOSEPH, MICHAEL | 个人 | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | 是 | NA |
| PENDAL USA INC. | 境内实体 | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | 是 | E |
| HORSLEY, JOHN, SHELTON | 个人 | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | 是 | NA |
| VAN SAUN, PIETER, EVERETT | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| DURAND, BRYAN, FRANCIS | 个人 | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | 是 | NA |
| Mosse, Simone, Alison | 个人 | MEMBER BOARD OF MANAGERS | 是 | NA |
| GOLDEN, CHRISTOPHER, MARK | 个人 | MEMBER BOARD OF MANAGERS | 是 | NA |
| SQUIRES, CRAIG | 个人 | MEMBER BOARD OF MANAGERS | 是 | NA |
| Lo Proto, Alan, Jay | 个人 | MEMBER BOARD OF MANAGERS | 是 | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| PENDAL GROUP LIMITED | SHAREHOLDER | 是 |
| PERPETUAL LIMITED | SHAREHOLDER | 是 |
| PERPETUAL ACQUISITION COMPANY LTD. | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
