← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/01/2024）
NORTHERN TRUST INVESTMENTS, INCORPORATED · 所有者与执行高管（CRD 105780）
机构事实页：NORTHERN TRUST INVESTMENTS, INCORPORATED 事实页 → | 官方原文：IAPD firm-summary/105780
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| THE NORTHERN TRUST COMPANY | 境内实体 | SHAREHOLDER | 是 | E |
| CARBERRY, CRAIG, RICHARD | 个人 | CHIEF LEGAL OFFICER/SECRETARY | — | NA |
| HAWKINS, SHERI, BARKER | 个人 | EXECUTIVE VICE PRESIDENT/DIRECTOR | 是 | NA |
| TEUFEL, MAYA, GEORGIEVA | 个人 | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — | NA |
| Kumar, Archana | 个人 | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | 是 | NA |
| MANIOUDAKIS, ANGELO, GEORGE | 个人 | EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER/DIRECTOR | 是 | NA |
| Carroll, Stephen, Elliott | 个人 | SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | 是 | NA |
| JOSHI, KAUSHAL, HARSHAD | 个人 | SENIOR VICE PRESIDENT/CHIEF INFORMATION OFFICER | — | NA |
| GAMBA, DANIEL, ERNESTO | 个人 | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 是 | NA |
| MCINERNEY, JOSEPH, WALLACE | 个人 | SENIOR VICE PRESIDENT/CHIEF RISK OFFICER | — | NA |
| Kar, Paulami | 个人 | SENIOR VICE PRESIDENT/DIRECTOR | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NORTHERN TRUST CORPORATION | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
