← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
KENNEDY CAPITAL MANAGEMENT LLC · 所有者与执行高管(CRD 105834)
机构事实页:KENNEDY CAPITAL MANAGEMENT LLC 事实页 → | 官方原文:IAPD firm-summary/105834
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| OLIVER, RICHARD, ERNEST | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| LATUDA, FRANCIS, ANDREW | 个人 | DIRECTOR, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | 是 | NA |
| COBIN, DONALD, M | 个人 | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | 是 | NA |
| BOYNE, JAMES, JOSEPH | 个人 | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | — | NA |
| BARNARD, JEAN, BUCHANAN | 个人 | DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | 是 | NA |
| WOLCOTT, PATRICK, JOSEPH | 个人 | VICE PRESIDENT, CHIEF OPERATING OFFICER | 是 | NA |
| SHAH, NIRAJ, SURENDRA | 个人 | CHIEF STRATEGY OFFICER | 是 | NA |
| HUNT, DORIS, ANN | 个人 | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| KCM HOLDINGS INC | 境内实体 | MEMBER - CLASS A UNITS | 是 | D |
| AZ US HOLDINGS, INC. | 境内实体 | MEMBER - CLASS A UNITS | 是 | C |
| Pracca, Vittorio, Federico | 个人 | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | — | NA |
| MEDDA, GIORGIO | 个人 | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| AZIMUT UK HOLDINGS LTD. | MEMBER | 是 |
| AZIMUT HOLDING S.P.A. | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
