← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
DAVID VAUGHAN INVESTMENTS, LLC · 所有者与执行高管（CRD 105990）
机构事实页：DAVID VAUGHAN INVESTMENTS, LLC 事实页 → | 官方原文：IAPD firm-summary/105990
Schedule A · 直接所有者（18 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WILLIAMS IV, LAWRENCE | 个人 | ELECTED MANAGER, CHAIRMAN, PRESIDENT & CEO | 是 | NA |
| VAUGHAN JR, DAVID, JOHN | 个人 | ELECTED MANAGER | 是 | NA |
| MCCLURE, JOHN, VANNORDEN | 个人 | ELECTED MANAGER | 是 | NA |
| CHRISTENSEN, BRIAN, ANDREW | 个人 | ELECTED MANAGER & SR VICE PRESIDENT & CHIEF INVESTMENT OFFICER | 是 | NA |
| SMARJESSE, PATRICK, JOSEPH | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| SHERIDAN, TODD, MICHAEL | 个人 | VICE PRESIDENT | 是 | NA |
| PILLMAN, VIRGINIA, JOHNSON | 个人 | ELECTED MANAGER | 是 | NA |
| BAUM, WAYNE, E | 个人 | ELECTED MANAGER | 是 | NA |
| PRICE, MICHAEL, ALLEN | 个人 | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT OF RISK MANAGEMENT & CORPORATE SECRETARY | 是 | NA |
| DEWALT, MICHAEL, L | 个人 | ELECTED MANAGER | 是 | NA |
| DVI CAPITAL CORP. | 境内实体 | MEMBER | 是 | B |
| HOMETOWN COMMUNITY BANCORP, INC. | 境内实体 | MEMBER | 是 | E |
| HONEGGER, ANDREW, ALAN | 个人 | ELECTED MANAGER | 是 | NA |
| SCHOEPLEIN, KEVIN, D | 个人 | ELECTED MANAGER | 是 | NA |
| HINRICHS, STEPHEN, KENT | 个人 | VICE PRESIDENT OF INVESTMENT RESEARCH | — | NA |
| SALMON, ELIZABETH, W | 个人 | VICE PRESIDENT OF OPERATIONS | 是 | NA |
| AUTRY, DARRIN, ATTIS | 个人 | ELECTED MANAGER | 是 | NA |
| RISI, ALFREDO, ARMANDO | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| HOMETOWN COMMUNITY BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
