← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（05/01/2024）
BARINGS LLC · 所有者与执行高管（CRD 106006）
机构事实页：BARINGS LLC 事实页 → | 官方原文：IAPD firm-summary/106006
Schedule A · 直接所有者（17 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FRANCIS, SHELDON, MAURICE | 个人 | CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
| MM ASSET MANAGEMENT HOLDING LLC | 境内实体 | DIRECT OWNER | 是 | E |
| CHICARES, ELIZABETH, WARD | 个人 | DIRECTOR, AUDIT COMMITTEE, HUMAN RESOURCE COMMITTEE | 是 | NA |
| CRANDALL, ROGER, WILLIAM | 个人 | DIRECTOR, HUMAN RESOURCE COMMITTEE | 是 | NA |
| CRADDOCK, GEOFFREY, JAMES | 个人 | DIRECTOR, AUDIT COMMITTEE | 是 | NA |
| FRENO, MICHAEL, DAVID | 个人 | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS, AND DIRECTOR | 是 | NA |
| DINERMAN, JILL, Elyse | 个人 | ASSISTANT SECRETARY | 是 | NA |
| HOEFLING, PATRICK, LOUIS | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| CARY, CHRISOFFEL, C. | 个人 | TREASURER | 是 | NA |
| O'CONNOR, MICHAEL, JAMES | 个人 | DIRECTOR, AUDIT COMMITTEE | 是 | NA |
| MERRITT, SEARS, ANDREW | 个人 | DIRECTOR | 是 | NA |
| CICCO, SUSAN, MARIE | 个人 | DIRECTOR, HUMAN RESOURCE COMMITTEE | 是 | NA |
| LLOYD, ERIC, JAMES | 个人 | PRESIDENT | 是 | NA |
| WILLIAMS, RHIAN, CATRIN | 个人 | SECRETARY | 是 | NA |
| Partlan, Eric, William | 个人 | DIRECTOR | 是 | NA |
| LAGRANT, MELISSA, MARIE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| HUNTER, MEREDITH, ANNE | 个人 | ASSISTANT SECRETARY | — | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | SHAREHOLDER OF MASSMUTUAL HOLDING LLC | 是 |
| MASSMUTUAL HOLDING LLC | SOLE MEMBER OF MM ASSET MANAGEMENT HOLDING LLC | 是 |
| MM ASSET MANAGEMENT HOLDING LLC | SOLE MEMBER OF BARINGS LLC | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
