← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/29/2024)
CREDIT SUISSE ASSET MANAGEMENT, LLC · 所有者与执行高管(CRD 106012)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/106012
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CSAM AMERICAS HOLDING CORP. | 境内实体 | OWNER OF 100% MEMBER INTERESTS | 是 | E |
| RONGETTI, MICHAEL, JAMES | 个人 | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHAIRMAN OF THE MANAGEMENT COMMITTEE | 是 | NA |
| KHANNA, SUMIT | 个人 | DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 是 | NA |
| VELSOR, CRAIG, MICHAEL | 个人 | CHIEF FINANCIAL OFFICER, DIRECTOR | 是 | NA |
| MILLER, MAURA, ANNE | 个人 | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND MEMBER OF MANAGEMENT COMMITTEE | 是 | NA |
| UBS GROUP AG | 境外实体 | SHAREHOLDER | 是 | E |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| CREDIT SUISSE HOLDINGS (USA), INC. | SHAREHOLDER | — |
| CREDIT SUISSE AG | SHAREHOLDER | — |
| CREDIT SUISSE (USA), INC. | SHAREHOLDER | 是 |
| UBS GROUP AG | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
