← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/02/2024)
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 106054)
机构事实页:MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/106054
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HEADLEY, MARK, WOLD | 个人 | MEMBER | 是 | A |
| MATTHEWS, GORDON, PAUL | 个人 | DIRECTOR/MEMBER | 是 | A |
| RBC USA HOLDCO CORPORATION | 境内实体 | MEMBER | — | B |
| LOVELL, JEFFREY, DALE | 个人 | DIRECTOR | 是 | NA |
| LM MATTHEWS HOLDINGS III LLC | 境内实体 | MEMBER | — | B |
| LM MATTHEWS HOLDINGS III-A LLC | 境内实体 | MEMBER | — | A |
| MIZUHO BANK, LTD. | 境外实体 | MEMBER | — | B |
| KAST, JOHN, DAVID | 个人 | GLOBAL HEAD OF RISK AND COMPLIANCE/CHIEF COMPLIANCE OFFICER/MEMBER | 是 | NA |
| NORIEGA-LUM, THERESA | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| SEGAL, DEBORAH, C | 个人 | DIRECTOR/MEMBER | 是 | NA |
| ABBOTT, JAMES, COOPER | 个人 | CHIEF EXECUTIVE OFFICER/DIRECTOR/MEMBER | 是 | NA |
| DAMRE SMITH, DEEPA | 个人 | GENERAL COUNSEL/SECRETARY/MEMBER | 是 | NA |
| MATTHEWS, DEBORAH, K. | 个人 | MEMBER | — | A |
| SATO, NORIYUKI | 个人 | DIRECTOR | 是 | NA |
| Taylor, Sean | 个人 | CHIEF INVESTMENT OFFICER/MEMBER | 是 | NA |
| DOLL, CHRISTOPHER, M | 个人 | CHAIRMAN/DIRECTOR | 是 | NA |
Schedule B · 执行高管(11 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LOVELL MINNICK HOLDINGS LLC | SOLE MANAGING MEMBER | 是 |
| LOVELL MINNICK PARTNERS LLC | SOLE MANAGING MEMBER | 是 |
| FUND III UGP LLC | SOLE GENERAL PARTNER | 是 |
| LOVELL MINNICK EQUITY ADVISORS III LP | SOLE GENERAL PARTNER | 是 |
| LOVELL MINNICK EQUITY PARTNERS III LP | SOLE MANAGING MEMBER | 是 |
| LOVELL MINNICK EQUITY PARTNERS III-A LP | SOLE SHAREHOLDER | 是 |
| MICM INVESTMENT HOLDINGS INC. | SOLE LIMITED PARTNER | 是 |
| MICM INVESTMENT PARTNERSHIP LP | SOLE MANAGING MEMBER | 是 |
| LOVELL MINNICK EQUITY ADVISOR III LP | SOLE GENERAL PARTNER | 是 |
| ROYAL BANK OF CANADA | PARENT | 是 |
| MIZUHO FINANCIAL GROUP, INC. | PARENT | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
