← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/04/2012)
HL INVESTMENT ADVISORS, LLC · 所有者与执行高管(CRD 106077)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/106077
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MACDONALD, EDWARD, PAUL | 个人 | VICE PRESIDENT, SECRETARY AND CHIEF LEGAL OFFICER | 是 | NA |
| BENKEN, DIANA, KUMP | 个人 | CONTROLLER | 是 | NA |
| MEYER, VERNON, JOSEPH | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| ARENA, ROBERT, MICHAEL | 个人 | MANAGER | 是 | NA |
| HARTFORD FINANCIAL SERVICES, LLC | 境内实体 | OWNER | 是 | E |
| DAVEY, JAMES, EDWARD | 个人 | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 是 | NA |
| MELCHER, JOSEPH, GARY | 个人 | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HARTFORD FINANCIAL SERVICES, LLC | SOLE MEMBER | 是 |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | OWNER | 是 |
| HARTFORD HOLDINGS, INC. | OWNER | 是 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. | OWNER | 是 |
| HARTFORD LIFE, INC. | OWNER | 是 |
| HARTFORD LIFE INSURANCE COMPANY | OWNER | 是 |
| HARTFORD LIFE AND ANNUITY INSURANCE COMPANY | SOLE MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
