← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
HORIZON KINETICS ASSET MANAGEMENT LLC · 所有者与执行高管（CRD 106096）
机构事实页：HORIZON KINETICS ASSET MANAGEMENT LLC 事实页 → | 官方原文：IAPD firm-summary/106096
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BREGMAN, STEVEN | 个人 | PRESIDENT AND ELECTED MANAGER | 是 | NA |
| DOYLE, PETER, BRENDAN | 个人 | MANAGING DIRECTOR AND ELECTED MANAGER | 是 | NA |
| EWING, THOMAS, CRIMMINS | 个人 | ELECTED MANAGER | 是 | NA |
| STAHL, MURRAY | 个人 | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 是 | NA |
| KESSLEN, JAY, HARRIS | 个人 | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | 是 | NA |
| HORIZON KINETICS LLC | 境内实体 | OWNER | 是 | E |
| DOYLE, LAWRENCE, PATRICK | 个人 | ELECTED MANAGER | 是 | NA |
| POLYAKOV, LEONID | 个人 | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | 是 | NA |
| GRIMALDI, RUSSELL, WAYNE | 个人 | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 是 | NA |
| WILLIAMS, ALUN, L | 个人 | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY | 是 | NA |
Schedule B · 执行高管（10 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BREGMAN, STEVEN | ELECTED MANAGER | 是 |
| DOYLE, PETER, BRENDAN | ELECTED MANAGER | 是 |
| EWING, THOMAS, CRIMMINS | ELECTED MANAGER | 是 |
| STAHL, MURRAY | CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER | 是 |
| DOYLE, LAWRENCE, PATRICK | ELECTED MANAGER | 是 |
| POLYAKOV, LEONID | ELECTED MANAGER | 是 |
| HORIZON COMMON INC | OWNER | 是 |
| KINETICS COMMON INC | OWNER | 是 |
| KESSLEN, JAY, HARRIS | ELECTED MANAGER | 是 |
| WILLIAMS, ALUN, L | ELECTED MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
