← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/12/2024)
BAHL & GAYNOR INC · 所有者与执行高管(CRD 106139)
机构事实页:BAHL & GAYNOR INC 事实页 → | 官方原文:IAPD firm-summary/106139
Schedule A · 直接所有者(19 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GAYNOR, VERE, WARBURTON | 个人 | DIRECTOR EMERITUS | — | B |
| PETTENGILL, CHARLES, ABBOTT | 个人 | CHAIRMAN | 是 | A |
| RODES, SCOTT, DAVIS | 个人 | PORTFOLIO MANAGER | — | A |
| HUMMEL, ELLIS, DAVENPORT | 个人 | DIRECTOR | 是 | NA |
| WOODS, EDWARD, ALLAN | 个人 | DIRECTOR, SECRETARY | 是 | A |
| WARDEN, GLENN, D. | 个人 | CHIEF TECHNOLOGY OFFICER | 是 | NA |
| SCHMITZ, JOHN, BRIEN | 个人 | DIRECTOR, TREASURER | 是 | A |
| ROGERS, TITA, ANN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| THOMAS, STEPHANIE, SCHULZE | 个人 | INSTITUTIONAL CLIENT MANAGING DIRECTOR | 是 | NA |
| BAHL, WILLIAM, JEFFREY | 个人 | DIRECTOR | 是 | A |
| Puncer, Nicholas, W | 个人 | INSTITUTIONAL PRODUCT MANAGING DIRECTOR | 是 | NA |
| HEEKIN, CHRISTOPHER, JOHN | 个人 | PRIVATE WEALTH SERVICES MANAGING DIRECTOR | 是 | NA |
| GADE, KEVIN, THOMAS | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| Kwiatkowski, Peter, Michael | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| GROENKE, ROBERT, SCOTT | 个人 | CHIEF EXECUTIVE OFFICER & PRESIDENT | 是 | NA |
| Armstrong, Jenelle, M | 个人 | CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
| KNIPE, PETER, GRAHAM | 个人 | MANAGING DIRECTOR | 是 | NA |
| GALVIN, JOHN, PATRICK | 个人 | MANAGING DIRECTOR | 是 | NA |
| ABER, ERIC, MICHAEL | 个人 | DIRECTOR OF SOFTWARE & AUTOMATION | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
