← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/11/2018)
WADDELL & REED INVESTMENT MANAGEMENT CO · 所有者与执行高管(CRD 106343)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/106343
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WADDELL & REED, INC. | 境内实体 | SHAREHOLDER | 是 | E |
| SUNDEEN, JOHN, EARL | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 是 | NA |
| SANDERS, PHILIP, JAMES | 个人 | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | 是 | NA |
| SUNDEEN, KURT, AUGUSTUS | 个人 | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | 是 | NA |
| BLOSS, BRENT, KYLE | 个人 | SENIOR VICE PRESIDENT, DIRECTOR | 是 | NA |
| RICHIE, JON-JASON | 个人 | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| SCHERMAN, DANIEL, GANTEANME | 个人 | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | 是 | NA |
| CLOUSE, BENJAMIN, RUSSELL | 个人 | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 是 | NA |
| BUYLE, MARK, PATRICK | 个人 | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | 是 |
| WADDELL & REED FINANCIAL, INC. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
