← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/28/2024)
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC · 所有者与执行高管(CRD 106523)
机构事实页:MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 事实页 → | 官方原文:IAPD firm-summary/106523
Schedule A · 直接所有者(15 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BISCHOFF, THERESA, ANN | 个人 | BOARD MANAGER | — | NA |
| DAVIS, NATHANIEL, ALONZO | 个人 | BOARD MANAGER | — | NA |
| QUINN, JAMES, EDWARD | 个人 | BOARD MANAGER | — | NA |
| MUTUAL OF AMERICA HOLDING COMPANY LLC | 境内实体 | MEMBER | 是 | E |
| QUICK, CHRISTOPHER, CLARKSON | 个人 | BOARD MANAGER | — | NA |
| STACK, JOHN, JAMES | 个人 | BOARD MANAGER | — | NA |
| CULHANE, NOREEN, MARIE | 个人 | BOARD MANAGER | — | NA |
| HAIRE, JOHN, EDWARD | 个人 | BOARD MANAGER | — | NA |
| RICH, STEPHEN, JOHNSON | 个人 | CHAIRMAN | 是 | NA |
| GAFFOGLIO, JOSEPH, ROBERT | 个人 | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| Rozich, Michelle, Anne | 个人 | EXECUTIVE VICE PRESIDENT, ENTERPRISE RISK MANAGEMENT & INTERNAL AUDITOR | 是 | NA |
| ALEXANDER, MARK, CLIFFORD | 个人 | BOARD MANAGER | — | NA |
| D'ANGELO, JASON, ANTHONY | 个人 | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 是 | NA |
| Medlin, Kyle, Lawrence | 个人 | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 是 | NA |
| Gutierrez, Aferdita | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MUTUAL OF AMERICA LIFE INSURANCE COMPANY | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
