← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
FAYEZ SAROFIM & CO., LLC · 所有者与执行高管(CRD 106584)
机构事实页:FAYEZ SAROFIM & CO., LLC 事实页 → | 官方原文:IAPD firm-summary/106584
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WHITE, RAYE, GILLIS | 个人 | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | 是 | NA |
| SHEEDY, CHARLES, EDMUND | 个人 | SENIOR VICE PRESIDENT | — | NA |
| LEE, JR., WILLIAM, GENTRY | 个人 | DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 是 | NA |
| CHRISTENSEN, ALAN, ROBERT | 个人 | PRESIDENT AND HEAD OF INVESTMENT RISK | — | NA |
| SAROFIM, CHRISTOPHER, BINYON | 个人 | DIRECTOR AND CHAIRMAN | 是 | NA |
| THE SAROFIM GROUP, LLC | 境内实体 | SHAREHOLDER | 是 | E |
| REZA, REYNALDO, (NMN) | 个人 | SENIOR VICE PRESIDENT | — | NA |
| GIBBONS, MICHELE, LEW | 个人 | GENERAL COUNSEL | — | NA |
| COLUCCI, JOHN, (NMN) | 个人 | CHIEF OPERATING OFFICER | — | NA |
| ROBISON, ALEXANDER, CHASE | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SAROFIM SGI VOTING TRUST | E | 是 |
| SAROFIM, CHRISTOPHER, BINYON | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
