← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/18/2024）
UBS ASSET MANAGEMENT (AMERICAS) LLC · 所有者与执行高管（CRD 106838）
机构事实页：UBS ASSET MANAGEMENT (AMERICAS) LLC 事实页 → | 官方原文：IAPD firm-summary/106838
Schedule A · 直接所有者（17 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| UBS AMERICAS INC. | 境内实体 | SHAREHOLDER | 是 | E |
| GILL, BARRY, JOHN | 个人 | HEAD OF INVESTMENTS | — | NA |
| MCINTOSH, IAN, ROSS | 个人 | HEAD OF ACTIVE EQUITIES | — | NA |
| POUCHER, JAMES | 个人 | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | 是 | NA |
| Kulback, Emily, Marie | 个人 | HEAD OF PRODUCTS AMERICAS AND MANAGER | — | NA |
| ELLINGER, CRAIG, GARRET | 个人 | HEAD OF AMERICAS FIXED INCOME | — | NA |
| STACEY, PHILIP, DAVID | 个人 | CHIEF LEGAL OFFICER | — | NA |
| MURPHY, STEPHEN | 个人 | HEAD OF INSTITUTIONAL CLIENT COVERAGE | — | NA |
| Zabel, Meggan, Kinum | 个人 | HEAD OF INVESTMENTS BUSINESS MANAGEMENT AND MANAGER | — | NA |
| RONGETTI, MICHAEL, JAMES | 个人 | MANAGER | — | NA |
| Gyr, Peter | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| CSAM AMERICAS HOLDING CORP | 境内实体 | SHAREHOLDER | 是 | E |
| POPP, JOHN, GERARD | 个人 | HEAD OF INVESTMENTS, CREDIT INVESTMENTS GROUP | — | NA |
| Hiltabrand, David, Blake | 个人 | HEAD OF INVESTMENTS, O'CONNOR | — | NA |
| Rulli, Edoardo | 个人 | HEAD OF INVESTMENTS, HEDGE FUND SOLUTIONS | — | NA |
| Azelby, Joseph | 个人 | HEAD OF INVESTMENTS, HEAD OF REAL ESTATE AND PRIVATE MARKETS | — | NA |
| Sledge, Rachael, Natalie | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
Schedule B · 执行高管（6 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| UBS AG | MEMBER | 是 |
| UBS GROUP AG | PARENT COMPANY | 是 |
| UBS AMERICAS HOLDING LLC | SHAREHOLDER | 是 |
| CREDIT SUISSE HOLDINGS (USA) INC. | SHAREHOLDER | — |
| CREDIT SUISSE (USA) INC | SHAREHOLDER | 是 |
| CREDIT SUISSE (USA) LLC | SHAREHOLDER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
