← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
FULLER & THALER ASSET MANAGEMENT INC · 所有者与执行高管(CRD 107033)
机构事实页:FULLER & THALER ASSET MANAGEMENT INC 事实页 → | 官方原文:IAPD firm-summary/107033
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FULLER, RUSSELL, JAY | 个人 | BOARD MEMBER/TRUSTEE OF FULLER REVOCABLE TRUST | — | A |
| THALER, RICHARD, H. | 个人 | BOARD MEMBER/PRINCIPAL | — | A |
| STANSKE, FREDERICK, WILLIAM | 个人 | BOARD MEMBER/PARTNER/PORTFOLIO MANAGER | — | B |
| FULLER REVOCABLE TRUST (CO-TRUSTEES: RUSSELL JAY FULLER & ANNE MITCHELL FULLER) | 境内实体 | SHAREHOLDER | — | A |
| FULLER, THOMAS, GORDON | 个人 | BOARD MEMBER/PARTNER/DIRECTOR OF SALES, MARKETING & CLIENT SERVICE | — | B |
| ZANONI, HANNA, WOO | 个人 | BOARD MEMBER/PARTNER/CHIEF FINANCIAL, CHIEF LEGAL, AND CHIEF COMPLIANCE OFFICER | — | A |
| FULLER, ANNE, MITCHELL | 个人 | CO-TRUSTEE OF FULLER REVOCABLE TRUST | — | A |
| VILLEGAS, FERNANDO | 个人 | BOARD MEMBER/PARTNER/HEAD OF TRADING OPERATIONS | — | A |
| LIN, RAYMOND, DEH | 个人 | BOARD MEMBER/PARTNER/PORTFOLIO MANAGER | — | A |
| POTTER, DAVID, MICHAEL | 个人 | BOARD MEMBER/PARTNER/PORTFOLIO MANAGER | — | B |
| STUBBINS, GEORGE, EDWARD | 个人 | BOARD MEMBER/PARTNER/HEAD OF SALES, MARKETING & CLIENT SERVICE | — | A |
| GIOVINAZZO, RAIFE, BRANDON | 个人 | BOARD MEMBER/MANAGING PARTNER/PORTFOLIO MANAGER | — | B |
| Tung, Yining | 个人 | BOARD MEMBER/PARTNER/HEAD OF RISK MANAGEMENT & INVESTMENT PROCESS ANALYST | — | A |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| FULLER, RUSSELL, JAY | CO-TRUSTEE AND SETTLOR | — |
| FULLER, ANNE, MITCHELL | CO-TRUSTEE AND SETTLOR | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
