← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/31/2024)
TEACHERS ADVISORS, LLC · 所有者与执行高管(CRD 107157)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/107157
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NUVEEN FINANCE, LLC (FKA TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC) | 境内实体 | SOLE MEMBER AND DIRECT OWNER | 是 | E |
| BRUNET, STUART, REDMAN | 个人 | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 是 | NA |
| HUFFMAN, WILLIAM, THOMAS | 个人 | PRESIDENT | 是 | NA |
| WHITTEN, CINDA, DAWN | 个人 | OFFICER - SENIOR MANAGING DIRECTOR | 是 | NA |
| MCCANN, JOHN, MICHAEL | 个人 | ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY, MANAGING DIRECTOR | 是 | NA |
| SENDLAK, MEGAN, EILEEN | 个人 | CONTROLLER AND MANAGING DIRECTOR | 是 | NA |
| MALIK, SAIRA, ANN | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SHAREHOLDER | 是 |
| TIAA BOARD OF GOVERNORS | SHAREHOLDER | 是 |
| NUVEEN, LLC (FKA TIAA GLOBAL ASSET MANAGEMENT LLC AS OF 1/13/2017) | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
