← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
PPM AMERICA, INC. · 所有者与执行高管(CRD 107269)
机构事实页:PPM AMERICA, INC. 事实页 → | 官方原文:IAPD firm-summary/107269
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PPM HOLDINGS, INC. | 境内实体 | SOLE SHAREHOLDER OF APPLICANT | 是 | E |
| BARRUS, THOMAS, RICHARD | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| SMITH, CRAIG, DONALD | 个人 | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | 是 | NA |
| REED, ALISON, RUSS | 个人 | DIRECTOR | — | NA |
| CAPASSO, MARY, T | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | 是 | NA |
| Jordan, Oliver | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 是 | NA |
| Rapier, Dana, Scamarcia | 个人 | DIRECTOR | — | NA |
| RAUB, CHRISTOPHER, ALLEN | 个人 | DIRECTOR | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| JACKSON HOLDINGS LLC | SOLE SHAREHOLDER | 是 |
| JACKSON FINANCIAL INC. | SOLE SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
