← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/26/2024)
EMPOWER CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 107272)
机构事实页:EMPOWER CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/107272
Schedule A · 直接所有者(21 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LOGSDON, RYAN, LYNN | 个人 | VICE PRESIDENT & COUNSEL | 是 | NA |
| MCLEOD, DAVID, GEORGE | 个人 | MANAGER | 是 | NA |
| CLOUTHIER, JOHN, ANDREW | 个人 | ASSISTANT TREASURER | 是 | NA |
| KREIDER, JONATHAN, DAVID | 个人 | PRESIDENT AND CEO | 是 | NA |
| BROWN, JACK, EDWARD | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| STONER, KATHERINE, LEANN | 个人 | CCO, HEAD OF COMPLIANCE | 是 | NA |
| NEW, KELLY, BLANCHARD | 个人 | FINANCIAL OFFICER & TREASURER | 是 | NA |
| CORWIN, ANDREW, N | 个人 | PORTFOLIO MANAGER | 是 | NA |
| MENDELSBERG, MARIA, LYNN | 个人 | PORTFOLIO MANAGER | 是 | NA |
| LINTON, RICHARD, HENRY | 个人 | MANAGER | 是 | NA |
| CLOUGH, DARRIN ROBERT | 个人 | PORTFOLIO MANAGER | 是 | NA |
| ARNESE, ANTHONY, JOSEPH | 个人 | ASSISTANT PORTFOLIO MANAGER | 是 | NA |
| Richards, Robyn, Rastetter | 个人 | ASSISTANT PORTFOLIO MANAGER | 是 | NA |
| DANDE, ABHIJIT | 个人 | DERIVATIVES RISK MANAGER | 是 | NA |
| ANDERSON, TAD | 个人 | ASSISTANT PORTFOLIO MANAGER | 是 | NA |
| Patel, Palak | 个人 | SECRETARY | 是 | NA |
| Finster, Abiane | 个人 | ASSISTANT SECRETARY | 是 | NA |
| Zhivnitskaya, Olga | 个人 | COUNSEL | 是 | NA |
| GUZMAN, LAZARO | 个人 | VICE PRESIDENT | 是 | NA |
| MAIERS, MARY, CAROL | 个人 | MANAGER | 是 | NA |
| EMPOWER SERVICES HOLDINGS US, LLC | 境内实体 | SOLE MEMBER | 是 | E |
Schedule B · 执行高管(13 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | MEMBER | 是 |
| EMPOWER HOLDINGS, LLC | MEMBER | 是 |
| GREAT-WEST LIFECO U.S. LLC | MEMBER | 是 |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | MEMBER | 是 |
| GREAT-WEST LIFECO INC. | MEMBER | 是 |
| POWER FINANCIAL CORPORATION | SHAREHOLDER | 是 |
| POWER CORPORATION OF CANADA | SHAREHOLDER | 是 |
| PANSOLO HOLDING INC. | SHAREHOLDER | 是 |
| THE DESMARAIS FAMILY RESIDUARY TRUST | SHAREHOLDER | 是 |
| DESMARAIS, PAUL, GUY | TRUSTEE | 是 |
| DESMARAIS, ANDRE, ROGER | TRUSTEE | 是 |
| DESMARAIS, SOPHIE, CAROLINE | TRUSTEE, NON-VOTING | — |
| FLEMING, GREGORY, JAMES | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
