← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
TRANSAMERICA ASSET MANAGEMENT, INC. · 所有者与执行高管(CRD 107376)
机构事实页:TRANSAMERICA ASSET MANAGEMENT, INC. 事实页 → | 官方原文:IAPD firm-summary/107376
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| STAPLES, CHRISTOPHER, ALAN | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| AUSA HOLDING, LLC | 境内实体 | SHAREHOLDER | 是 | B |
| WALD, THOMAS, ROBERT | 个人 | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | 是 | NA |
| SMIT, MARIJN, PAUL | 个人 | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 是 | NA |
| ROSENBERGER, FRANCINE, JUDITH | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| TRANSAMERICA LIFE INSURANCE COMPANY | 境内实体 | SHAREHOLDER | 是 | E |
| GALLAGHER, DENNIS, PATRICK | 个人 | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | 是 | NA |
| Madden, Michael, Joseph | 个人 | CHIEF ACCOUNTING OFFICER, TREASURER | 是 | NA |
| Durham, Joshua, Wesley | 个人 | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| AEGON LTD. | SH | 是 |
| TRANSAMERICA CORP. (DE) | SH | 是 |
| AEGON INTERNATIONAL B.V. | SH | 是 |
| COMMONWEALTH GENERAL CORPORATION | SH | 是 |
| TRANSAMERICA CORP. (DE) | M | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
