← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/29/2018)
COURTLAND PARTNERS, LTD. · 所有者与执行高管(CRD 107444)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/107444
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NOVICK, STEVEN, CHARLES | 个人 | MANAGING PRINCIPAL / COO AND MEMBER | 是 | B |
| KLEVE, PATRICIA, ANN | 个人 | CONTROLLER | — | NA |
| EATON CAPITAL GROUP, LTD. | 境内实体 | MEMBER | 是 | E |
| PRU CORPORATION | 境内实体 | MEMBER | 是 | A |
| MANAK, CHARLES, ROBERT | 个人 | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER AND GENERAL COUNSEL | — | NA |
| COURTLAND EPPV 2016 LP | 境内实体 | MEMBER | 是 | C |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HUMPHREY, JOANNE, MARY | EXECUTOR OF THE ESTATE OF MICHAEL JOHN HUMPHREY AS SOLE MEMBER | 是 |
| HUMPHREY, JOANNE, MARY | EXECUTOR OF THE ESTATE OF MICHAEL JOHN HUMPHREY AS SHAREHOLDER | 是 |
| PRU CORPORATION | GENERAL PARTNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
