← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/29/2024）
STONERIDGE PMG ADVISORS, LLC · 所有者与执行高管（CRD 107662）
机构事实页：STONERIDGE PMG ADVISORS, LLC 事实页 → | 官方原文：IAPD firm-summary/107662
Schedule A · 直接所有者（13 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BASILE, ANTHONY, JAMES | 个人 | MANAGING DIRECTOR | 是 | NA |
| ZACKROFF, RICHARD, ALLEN | 个人 | MANAGING DIRECTOR | 是 | NA |
| ADVISORS HOLDING, LLC | 境内实体 | MEMBER | — | C |
| ADLER, NATALIE, PERNA | 个人 | SENIOR PORTFOLIO MANAGER | 是 | NA |
| HABECKER, GAIL, MORGAN | 个人 | DIRECTOR OF RESEARCH | 是 | NA |
| SANDERS, STEVEN, LEROY | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| LEEVY, WAYNE, O | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| BELTRAITH CAPITAL, LLC | 境内实体 | MEMBER | 是 | D |
| LOMAX, BENNETT, PERRY | 个人 | ELECTED MANAGER | 是 | NA |
| CLARKE, KIMBERLY, ANN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| CALDWELL, DONALD, RICHARD | 个人 | ELECTED MANAGER | — | NA |
| IMASOGIE, OSAGIE, OLUFELA | 个人 | ELECTED MANAGER | — | NA |
| LOWE, WINSTON, IRVIN | 个人 | ELECTED MANAGER | — | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BASILE, ANTHONY, JAMES | ELECTED MANAGER | 是 |
| SANDERS, STEVEN, LEROY | ELECTED MANAGER | 是 |
| LOMAX, BENNETT, PERRY | ELECTED MANAGER | 是 |
| ZACKROFF, RICHARD, ALLEN | ELECTED MANAGER | 是 |
| CALDWELL, DONALD, RICHARD | ELECTED MANAGER | 是 |
| IMASOGIE, OSAGIE, OLUFELA | ELECTED MANAGER | 是 |
| LOWE, WINSTON, IRVIN | ELECTED MANAGER | 是 |
| LEEVY, WAYNE, O | ELECTED MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
