← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/20/2024)
ROYCE & ASSOCIATES, LP · 所有者与执行高管(CRD 107689)
机构事实页:ROYCE & ASSOCIATES, LP 事实页 → | 官方原文:IAPD firm-summary/107689
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DENNEEN, JOHN, EDWARD | 个人 | MEMBER OF BOARD OF MANAGERS, GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER, AND LIMITED PARTNER | 是 | NA |
| CLARK, CHRISTOPHER, DEWITT | 个人 | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND CHIEF EXECUTIVE OFFICER, AND LIMITED PARTNER | 是 | NA |
| LEGG MASON ROYCE HOLDINGS, LLC | 境内实体 | LIMITED PARTNER | 是 | E |
| ROYCE & ASSOCIATES GP, LLC | 境内实体 | GENERAL PARTNER | 是 | NA |
| SHANEYFELT, GWEN, LOUISE | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| PLAFKER, JED, ANDREW | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| NICHOLLS, MATTHEW | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| BOYDSTON, LAURA, ANDREA | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LEGG MASON, INC. | SOLE MEMBER | 是 |
| LEGG MASON ROYCE HOLDINGS, LLC | MEMBER | 是 |
| DENNEEN, JOHN, EDWARD | MEMBER OF BOARD OF MANAGERS, GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | 是 |
| CLARK, CHRISTOPHER, DEWITT | MEMBER OF BOARD OF MANAGERS, AND PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 |
| FRANKLIN RESOURCES, INC. | SOLE SHAREHOLDER | 是 |
| SHANEYFELT, GWEN, LOUISE | MEMBER OF BOARD OF MANAGERS | 是 |
| PLAFKER, JED, ANDREW | MEMBER OF BOARD OF MANAGERS | 是 |
| NICHOLLS, MATTHEW | MEMBER OF BOARD OF MANAGERS | 是 |
| BOYDSTON, LAURA, ANDREA | MEMBER OF BOARD OF MANAGERS | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
