← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/02/2024）
MACKAY SHIELDS LLC · 所有者与执行高管（CRD 107717）
机构事实页：MACKAY SHIELDS LLC 事实页 → | 官方原文：IAPD firm-summary/107717
Schedule A · 直接所有者（17 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | 境内实体 | SOLE MEMBER | 是 | E |
| BUSTAMANTE, RENE, ARTURO | 个人 | CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE MANAGING DIRECTOR | 是 | NA |
| LOFFREDO, JOHN, MICHAEL | 个人 | VICE CHAIRMAN, EXECUTIVE MANAGING DIRECTOR | 是 | NA |
| DIMELLA, ROBERT, ALAN | 个人 | EXECUTIVE MANAGING DIRECTOR | 是 | NA |
| MALLOY, ANTHONY, RAMSEY | 个人 | ELECTED TO THE BOARD OF MANAGERS | 是 | NA |
| AKKERMAN, JOHN, WILLIAM | 个人 | EXECUTIVE MANAGING DIRECTOR | 是 | NA |
| LEE, YOUNG, NMN | 个人 | GENERAL COUNSEL, SENIOR MANAGING DIRECTOR | — | NA |
| CORKER, MICHAEL, DANIEL | 个人 | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | — | NA |
| SUSSER, ANDREW, MARK | 个人 | EXECUTIVE MANAGING DIRECTOR | 是 | NA |
| ABOU-JAOUDE, NAIM, (NMN) | 个人 | INTERIM CEO AND CHAIRMAN OF THE BOARD OF MANAGERS | 是 | NA |
| Lehneis, Kirk, C | 个人 | ELECTED TO BOARD OF MANAGERS | 是 | NA |
| HARTE, FRANCIS, MICHAEL | 个人 | ELECTED TO THE BOARD OF MANAGERS | 是 | NA |
| FITZGERALD, CHRISTOPHER, PAUL | 个人 | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | — | NA |
| SANG, DALE, MYUNKIEW | 个人 | CHIEF TECHNOLOGY AND OPERATIONS OFFICER, SENIOR MANAGING DIRECTOR | 是 | NA |
| KARAOGLAN, ALAIN, MAURICE | 个人 | ELECTED TO THE BOARD OF MANAGERS | 是 | NA |
| DEPALMA, MICHAEL | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
| MORIARTY, CORNELIUS, JOSEPH | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | INDIRECT INTEREST HOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
