← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/05/2024）
APRIEM ADVISORS · 所有者与执行高管（CRD 108188）
机构事实页：APRIEM ADVISORS 事实页 → | 官方原文：IAPD firm-summary/108188
Schedule A · 直接所有者（14 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KONG, HARMON, ANSON | 个人 | SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, TRUSTEE OF KONG TRUST | 是 | D |
| LE, TRUC, TRONG | 个人 | TRUSTEE OF TRUC TRONG LE TRUST | — | A |
| DUCOTE, RHONDA, LOUISE | 个人 | PRESIDENT, CHIEF COMPLIANCE OFFICER, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST | 是 | B |
| LAU, BENJAMIN, CHIU-FUNG | 个人 | VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST | 是 | B |
| DUCOTE FAMILY TRUST DATED 8/28/2001 | 境内实体 | SHAREHOLDER | 是 | B |
| THE KONG TRUST DATED 8-17-1998 | 境内实体 | SHAREHOLDER | 是 | D |
| TRUC TRONG LE TRUST DATED 11/5/1998 | 境内实体 | SHAREHOLDER | — | A |
| LAU FAMILY TRUST DATED 8/2/13 | 境内实体 | SHAREHOLDER | 是 | B |
| DUCOTE, JAMES, NOLAN | 个人 | TRUSTEE OF DUCOTE FAMILY TRUST | — | B |
| KONG, LEA, THERESA | 个人 | TRUSTEE OF KONG TRUST | — | D |
| LAU, WENDY, YOUME | 个人 | TRUSTEE OF LAU FAMILY TRUST | — | B |
| YOSHIDA, LANDON, MAKOTO | 个人 | TRUSTEE OF YOSHIDA FAMILY TRUST | — | A |
| Yoshida, Erica, Miyeko | 个人 | TRUSTEE OF YOSHIDA FAMILY TRUST | — | A |
| YOSHIDA FAMILY TRUST | 境内实体 | SHAREHOLDER | — | A |
Schedule B · 执行高管（0 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
