← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/09/2024)
ARIEL INVESTMENTS, LLC · 所有者与执行高管(CRD 108211)
机构事实页:ARIEL INVESTMENTS, LLC 事实页 → | 官方原文:IAPD firm-summary/108211
Schedule A · 直接所有者(18 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROGERS, JOHN, WASHINGTON | 个人 | CHAIRMAN, CO-CEO, CHIEF INVESTMENT OFFICER AND DIRECTOR | 是 | NA |
| HOBSON LUCAS, MELLODY, LOUISE | 个人 | CO-CEO, PRESIDENT AND DIRECTOR | 是 | C |
| ARIEL CAPITAL MANAGEMENT HOLDINGS, INC. | 境内实体 | OWNER | 是 | C |
| BOBRINSKOY, CHARLES, KELLOGG | 个人 | VICE CHAIRMAN | 是 | NA |
| FOX, WENDY, DEVORAH | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — | NA |
| FIDLER, TIMOTHY, ROBERT | 个人 | EXECUTIVE VICE PRESIDENT, DIRECTOR OF RESEARCH | — | NA |
| CREMERS, KLAAS, JAN, MARTIJN | 个人 | DIRECTOR | 是 | NA |
| DUNCAN, ARNE, STARKEY | 个人 | DIRECTOR | 是 | NA |
| JARRETT, VALERIE, BOWMAN | 个人 | DIRECTOR | 是 | NA |
| TOOKES, HEATHER, ELISE | 个人 | DIRECTOR | 是 | NA |
| WOLFF, PAULA | 个人 | DIRECTOR | 是 | NA |
| MERCHANT, FAZAL, FAROOK | 个人 | DIRECTOR | 是 | NA |
| ROMERO, ANTHONY, DAVID | 个人 | DIRECTOR | 是 | NA |
| KUHRT, KENNETH, EDWIN | 个人 | EXECUTIVE VICE PRESIDENT | — | NA |
| SMITH, JUDY, ARLINE | 个人 | DIRECTOR | 是 | NA |
| CALDERON, CARLOS, ESTUARDO | 个人 | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — | NA |
| RODRIGUEZ-AYALA, EMMA, LEONOR | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL & SECRETARY | 是 | NA |
| MALLARI-D'AURIA, HENRY, S | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, GLOBAL & EMERGING MARKETS EQUITIES | — | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROGERS, JOHN, WASHINGTON | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
