← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/03/2024）
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC · 所有者与执行高管（CRD 108257）
机构事实页：COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 事实页 → | 官方原文：IAPD firm-summary/108257
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MERGEN, MELDA | 个人 | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | 是 | NA |
| AMERIPRISE FINANCIAL, INC. | 境内实体 | SOLE MEMBER | 是 | E |
| TRUSCOTT, WILLIAM, FREDERICK | 个人 | CHAIRMAN OF THE BOARD AND PRESIDENT | 是 | NA |
| FARIA, LEE, A | 个人 | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| CLARKE, MICHAEL, GERALD | 个人 | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES | 是 | NA |
| ENGELKING, BRIAN, MICHAEL | 个人 | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 是 | NA |
| TANNUZZO, GENE, RICHARD | 个人 | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME | 是 | NA |
| DEFAO, MICHAEL, E | 个人 | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | 是 | NA |
| ASSELTA, FRANCINE | 个人 | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL | 是 | NA |
| KUTIN, JOSHUA, BARRY | 个人 | HEAD OF ASSET ALLOCATION, NORTH AMERICA | 是 | NA |
| WALDNER, MATT, M | 个人 | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING | 是 | NA |
Schedule B · 执行高管（0 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
