← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/26/2015）
BARING ASSET MANAGEMENT (ASIA) LIMITED · 所有者与执行高管（CRD 108513）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/108513
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BARING ASSET MANAGEMENT (ASIA) HOLDINGS LTD | 境外实体 | SHAREHOLDER 1: SHAREHOLDER OF APPLICANT | 是 | E |
| BRENNAN, DAVID, J | 个人 | CHAIRMAN | 是 | NA |
| NG, GERRY, JOO YEOW | 个人 | MANAGING DIRECTOR | 是 | NA |
| CHUNG, TRASER | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| CHAN, KEVIN | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| SIT, WILFRED, WING FAI | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| KHWARG, THAE, SURN | 个人 | CHIEF EXECUTIVE OFFICER, KOREA | 是 | NA |
| LEE, ERIC, CHIN HUNG | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| MASSMUTUAL HOLDINGS (BERMUDA) LIMITED | SHAREHOLDER 5: SHAREHOLDER OF 4 | 是 |
| BARING ASSET MANAGEMENT UK HOLDINGS LIMITED | SHAREHOLDER 2: SHAREHOLDER OF 1 | 是 |
| BARING INTERNATIONAL INVESTMENT MANAGEMENT HOLDINGS | SHAREHOLDER 3: SHAREHOLDER OF 2 | 是 |
| BARING ASSET MANAGEMENT LTD | SHAREHOLDER 4: SHAREHOLDER OF 3 | 是 |
| MASSMUTUAL BARING HOLDING LLC | SHAREHOLDER 6: SHAREHOLDER OF 5 | 是 |
| MASSMUTUAL HOLDING LLC | SHAREHOLDER 8: SHAREHOLDER OF 7 | 是 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | SHAREHOLDER 9: SHAREHOLDER OF 8 | 是 |
| MM ASSET MANAGEMENT HOLDING LLC | SHAREHOLDER 7: SHAREHOLDER OF 6 | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
