← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/28/2015)
OECHSLE INTERNATIONAL ADVISORS, LTD · 所有者与执行高管(CRD 108523)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/108523
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WALKER, WARREN, ROBBINS | 个人 | CHIEF EXECUTIVE OFFICER / DIRECTOR OF APPLICANT / EXECUTIVE MANAGING PRINCIPAL OF DIRECT PARENT | 是 | NA |
| BIAGIOTTI, JOHN, FRANCIS | 个人 | CFO OF DIRECT PARENT | — | NA |
| STOWELL III, JOSEPH, FRANCIS | 个人 | COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT | — | NA |
| OECHSLE INTERNATIONAL ADVISORS, LLC | 境内实体 | OWNER OF APPLICANT | 是 | E |
| ROCHE, LAWRENCE, SEAN | 个人 | EXECUTIVE MANAGING PRINCIPAL OF DIRECT PARENT | 是 | NA |
| BUTTERS, STEPHEN, JAMES | 个人 | DIRECTOR OF APPLICANT / EXECUTIVE COMMITEE MEMBER OF DIRECT PARENT | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| OECHSLE GROUP, LLC | MEMBER MANAGER | 是 |
| ROCHE, LAWRENCE, SEAN | MANAGING MEMBER | 是 |
| WALKER, WARREN, ROBBINS | MANAGING MEMBER | 是 |
| OIA CLASS B, LLC | MEMBER | 是 |
| ROCHE, LAWRENCE, SEAN | MANAGING MEMBER | 是 |
| WALKER, WARREN, ROBBINS | MANAGING MEMBER | 是 |
| BUTTERS, STEPHEN, JAMES | MANAGING MEMBER | 是 |
| BUTTERS, STEPHEN, JAMES | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
