← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/09/2024）
D. E. SHAW & CO., L.P. · 所有者与执行高管（CRD 108679）
机构事实页：D. E. SHAW & CO., L.P. 事实页 → | 官方原文：IAPD firm-summary/108679
Schedule A · 直接所有者（14 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SHAW, DAVID, ELLIOT | 个人 | LIMITED PARTNER | 是 | D |
| D. E. SHAW & CO., INC. | 境内实体 | GENERAL PARTNER | 是 | NA |
| STONE, MAXIMILIAN, DANA | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| ZABACK, CHRISTOPHER, MARTIN | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| FISHMAN, EDWARD, LAURENCE | 个人 | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| PLAINTEXT HOLDINGS, LLC | 境内实体 | LIMITED PARTNER | — | B |
| SWEET, DAVID, MCINTYRE | 个人 | CO-GENERAL COUNSEL | — | NA |
| LEBWOHL, MARTIN, NMN | 个人 | CO-GENERAL COUNSEL | — | NA |
| PRASAD, ANOOP, NMN | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| DINNING, ANNE, CAROLYN | 个人 | CHAIR OF THE EXECUTIVE COMMITTEE | 是 | NA |
| HALABY, ALEXIS, ANNE | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| JAGER, EDWIN, ANDREW | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| DEATON, ADAM, ANGUS | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| Marcus, Daniel, Robbins | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| SHAW, DAVID, ELLIOT | SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC. | 是 |
| BIG HEN GROUP I, LLC | SOLE MEMBER, PLAINTEXT HOLDINGS, LLC | 是 |
| THE SCHMIDT FAMILY LIVING TRUST | MEMBER, BIG HEN GROUP I, LLC | 是 |
| SCHMIDT, ERIC, EMERSON | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST | 是 |
| SCHMIDT, WENDY, NMN | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
