← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
POST ADVISORY GROUP, LLC · 所有者与执行高管(CRD 108860)
机构事实页:POST ADVISORY GROUP, LLC 事实页 → | 官方原文:IAPD firm-summary/108860
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NLI US INVESTMENTS, INC. | 境内实体 | MEMBER | — | B |
| YOUNG, YVONNE | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| HITTNER, JILL, MARIE | 个人 | DIRECTOR | 是 | NA |
| STROLL, JEFFREY, MARK | 个人 | DIRECTOR | 是 | NA |
| REDDY, CHRISTOPHER, JAMES | 个人 | DIRECTOR | 是 | NA |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY US LLC | 境内实体 | MEMBER | 是 | D |
| HALTER, PATRICK, GREGORY | 个人 | DIRECTOR | 是 | NA |
| SAILER, SCOTT, MARTIN | 个人 | DIRECTOR | 是 | NA |
| FARM, KRISTOPHER, JOEL | 个人 | CHIEF TECHNOLOGY OFFICER | — | NA |
| STROLL, JEFFREY, MARK | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| Kim, David, Doyon | 个人 | DEPUTY CHIEF INVESTMENT OFFICER & DIRECTOR | 是 | NA |
| HOOGENSEN, KARA, MARIE | 个人 | DIRECTOR | 是 | NA |
| BHATIA, KAMAL | 个人 | DIRECTOR | 是 | NA |
| FLICKINGER, DEBORAH, ANN | 个人 | CHIEF OPERATIONS OFFICER AND DIRECTOR | 是 | NA |
| KUNIMURA, YUKI | 个人 | DIRECTOR | 是 | NA |
| OCAMPO, MAUREEN, ELAINE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | 100% OWNER | 是 |
| PRINCIPAL FINANCIAL GROUP, INC. | 100% OWNER | 是 |
| NIPPON LIFE INSURANCE COMPANY | 100% OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
