← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(04/03/2014)
AHM ASSET MANAGEMENT, LLC · 所有者与执行高管(CRD 108935)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/108935
Schedule A · 直接所有者(4 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PESNELL, JOSEPH, ALAN | 个人 | SENIOR PORTFOLIO MANAGER | 是 | NA |
| KEMPER, CHARLES, DENNIS | 个人 | SENIOR PORTFOLIO MANAGER | 是 | NA |
| PIVOT HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| SADZEWICZ, GERY, JOSEPH | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(19 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEXT, LLC | MEMBER | — |
| JOELCO, INC. | ELECTED MANAGER | — |
| NEXT II, LLC | MEMBER | — |
| VITALE, ROBERT, VINCENT | ELECTED MANAGER | — |
| VITALE, MICHAEL, SCOTT | MEMBER | — |
| VITALE, MARY, ELIZABETH | MEMBER | — |
| AHM HOLDINGS, LLC | MEMBER | 是 |
| VITALE, ROBERT, VINCENT | ELECTED MANAGER | 是 |
| BUTLER, CHASE, HOWARD | ELECTED MANAGER | — |
| HALL, STEPHEN, JAMES | ELECTED MANAGER | — |
| AHM CORPORATION HOLDINGS, INC. | MEMBER | 是 |
| VITALE, ROBERT, VINCENT | SHAREHOLDER | 是 |
| 929, INC. | MEMBER | — |
| STEPHEN J HALL REVOCABLE TRUST | SHAREHOLDER | — |
| HALL, STEPHEN, JAMES | TRUSTEE | — |
| JOHN G ANDERSON LIVING TRUST | SHAREHOLDER | — |
| ANDERSON, JOHN, GLENN | TRUSTEE | — |
| WILLIAM P STIRITZ REVOCABLE TRUST | SHAREHOLDER | — |
| STIRITZ, WILLIAM, PAUL | TRUSTEE | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
