← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/25/2024)
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC · 所有者与执行高管(CRD 109036)
机构事实页:FIRST AFFIRMATIVE FINANCIAL NETWORK LLC 事实页 → | 官方原文:IAPD firm-summary/109036
Schedule A · 直接所有者(17 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GAY, GEORGE, RICHARD | 个人 | CHIEF EXECUTIVE OFFICER | 是 | B |
| LEWIS, KATHLEEN, JOY | 个人 | CHIEF COMPLIANCE OFFICER | 是 | A |
| Thacker, Amy, Abbott | 个人 | RESIGNED | 是 | A |
| Gusman, Theresa, Marie | 个人 | CHIEF INVESTMENT OFFICER | 是 | B |
| Hairgrove, William, David | 个人 | SALES MANAGER | — | A |
| OGBOGU, BENEDICT, AZUBUIKE | 个人 | SALES MANAGER | — | A |
| FINKBEINER, JOSEF, BRUCE | 个人 | DIRECTOR, MANAGED ACCOUNT SERVICES | — | NA |
| DRILLER, SARAH, HASKINS | 个人 | INVESTMENT SPECIALIST | — | NA |
| GONZALES, STEPHEN, ANTHONY | 个人 | SUPERVISOR, ACCOUNT SERVICES | — | NA |
| MANNAR, JARED, DEVENDRAN | 个人 | ACCOUNT SERVICES SPECIALIST | — | NA |
| MITCHELL, CARYN, EILEEN | 个人 | ACCOUNT SERVICES SPECIALIST | — | NA |
| Mitchell, Kaitlyn, Morgan | 个人 | INVESTMENT ANALYST | — | NA |
| Thomas, Matthew, Tyler | 个人 | ACCOUNT SERVICES SPECIALIST | — | NA |
| Welle, Gail, Marie | 个人 | ACCOUNTING SPECIALIST | — | NA |
| Zandarski, Mark, Brandon | 个人 | SALESFORCE WORKFLOW SPECIALIST | — | NA |
| MCNAMARA, JULIE, KAY | 个人 | RETIRED | — | A |
| ALONZO, TONYA, S | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
