← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/25/2014)
NORTHERN NECK INVESTORS LLC · 所有者与执行高管(CRD 109215)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/109215
Schedule A · 直接所有者(17 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JOHNSON, EDWARD, CROSBY | 个人 | SOLE TRUSTEE TO JOHNSON FIMCORP TRUSTS 1, 2, AND 3 | 是 | NA |
| CURVEY, JAMES, C (MI ONLY) | 个人 | MEMBER | — | A |
| HILTON, TIMOTHY, T (MI ONLY) | 个人 | MEMBER & DIRECTOR | 是 | A |
| REMONDI, JOHN, J (MI ONLY) | 个人 | MEMBER & DIRECTOR | 是 | A |
| JOHNSON, ABIGAIL, P | 个人 | MEMBER | — | A |
| JOHNSON FIMCORP TRUST 1 | 境内实体 | MEMBER | — | B |
| JOHNSON FIMCORP TRUST 2 | 境内实体 | MEMBER | — | B |
| JOHNSON FIMCORP TRUST 3 | 境内实体 | MEMBER | — | B |
| ECJMAJ FIMCORP TRUST | 境内实体 | MEMBER | — | A |
| ELJRCK FIMCORP TRUST | 境内实体 | MEMBER | — | A |
| JOHNSON IV, EDWARD, C (MI ONLY) | 个人 | DIRECTOR, SOLE TRUSTEE TO ECJMAJ FIMCORP TRUST | 是 | NA |
| MUCCI, PAUL, L. (MI ONLY) | 个人 | PRESIDENT | 是 | NA |
| FREEDMAN, JAY, (NMN) | 个人 | MEMBER & ASSISTANT SECRETARY | — | A |
| JOHNSON, ELIZABETH, L (MI ONLY) | 个人 | SOLE TRUSTEE TO ELJRCK FIMCORP TRUST | — | NA |
| GAQUIN, MICHAEL, D (MI ONLY) | 个人 | COMPLIANCE OFFICER | — | NA |
| WICK, MATTHEW, JOSEPH | 个人 | TREASURER, VICE PRESIDENT | 是 | NA |
| WONDRACK, LINDA, JEAN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
