← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/11/2013)
GMO AUSTRALASIA LLC · 所有者与执行高管(CRD 109320)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/109320
Schedule A · 直接所有者(14 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| COOPER, THOMAS, FRANKLIN | 个人 | MEMBER, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| GRANTHAM MAYO VAN OTTERLOO & CO LLC | 境内实体 | MEMBER | 是 | E |
| DAVIS, KELLY, A. | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| DIVECHA, ARJUN | 个人 | MEMBER, BOARD CHAIRMAN, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| INKER, BENJAMIN | 个人 | MEMBER, BOARD MEMBER, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| HANCOCK, THOMAS, RAYSOR | 个人 | MEMBER, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| WILDERMAN, SAM, JOSHUA | 个人 | MEMBER, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| KITTREDGE, JOSEPH, BARKER | 个人 | MEMBER, GENERAL COUNSEL AT GMO LLC | 是 | NA |
| HILSABECK, BRADLEY, JAY | 个人 | MEMBER, CHIEF EXECUTIVE OFFICER, BOARD MEMBER AT GMO LLC | 是 | NA |
| MITTAZ, JEAN-PIERRE | 个人 | MEMBER, CHIEF OPERATING OFFICER AT GMO LLC | 是 | NA |
| SPANGLER, ANDREW, G. | 个人 | MEMBER, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| MUELLER, URBAN, CARL | 个人 | MEMBER, DIRECTOR OF GLOBAL CLIENT MARKETING AND CLIENT RELATIONS AT GMO LLC | 是 | NA |
| COWAN, JOHN, DAVID | 个人 | MEMBER, INVESTMENT DIRECTOR AT GMO LLC | 是 | NA |
| SMITH, ALAN, GEORGE | 个人 | MEMBER, DIRECTOR OF HUMAN RESOURCES AT GMO LLC | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
