← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/30/2021）
DALTON INVESTMENTS LLC · 所有者与执行高管（CRD 109538）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/109538
Schedule A · 直接所有者（13 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PERSKY, STEVEN, DAVID | 个人 | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC | 是 | NA |
| ROSENWALD, JAMES, BENNO | 个人 | SENIOR PORTFOLIO MANAGER, DALTON INVESTMENTS LLC | 是 | NA |
| COMBS, FRANK, GIFFORD | 个人 | EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC | 是 | NA |
| ONG, BELITA, NA | 个人 | CHAIRMAN, DALTON INVESTMENTS LLC | 是 | NA |
| PERSKY FINANCIAL MANAGEMENT, INC. | 境内实体 | OWNER, DALTON INVESTMENTS LLC | 是 | B |
| GOBE INTERNATIONAL, INC. | 境内实体 | OWNER, DALTON INVESTMENTS LLC | 是 | B |
| WALKING ROCK CORP. | 境内实体 | OWNER, DALTON INVESTMENTS LLC | 是 | B |
| KRAMER, STEVEN, OLIVER | 个人 | GENERAL COUNSEL, DALTON INVESTMENTS LLC | 是 | NA |
| HUNPADONGRAT, JANET, NA | 个人 | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | 是 | NA |
| ROSENWALD CAPITAL MANAGEMENT, INC. | 境内实体 | MANAGING MEMBER, DALTON INVESTMENTS LLC | 是 | D |
| ALFANDARI, SARAH, BARBARA | 个人 | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | 是 | NA |
| HA, CHRISTOPHER, ALFRED | 个人 | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC | 是 | NA |
| DOUGLAS, IAIN, NA | 个人 | CHIEF MARKETING OFFICER, DALTON INVESTMENTS LLC | 是 | NA |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| AUCHINCLOSS, JAMES, GORDON | OWNER | 是 |
| ONG, BELITA, NA | OWNER | 是 |
| COMBS, FRANK, GIFFORD | OWNER | 是 |
| PERSKY, STEVEN, DAVID | OWNER | 是 |
| ROSENWALD, LAURA, PARKER | TRUSTEE | 是 |
| ROSENWALD FAMILY TRUST | OWNER | 是 |
| ROSENWALD, JAMES, BENNO | TRUSTEE | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
