← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/30/2024)
ASSET ALLOCATION & MANAGEMENT COMPANY, LLC · 所有者与执行高管(CRD 109875)
机构事实页:ASSET ALLOCATION & MANAGEMENT COMPANY, LLC 事实页 → | 官方原文:IAPD firm-summary/109875
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SCHAEFER, JOHN, LARKIN | 个人 | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 是 | NA |
| SCHAEFCO, INC. | 境内实体 | MEMBER | 是 | A |
| GOODMAN, ERIC, BYCK | 个人 | DIRECTOR | 是 | NA |
| SECURIAN AAM HOLDINGS, LLC | 境内实体 | SOLE DIRECT OWNER | 是 | D |
| BORGMANN, JOSEPH, ALLEN | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| BRAVO, INC. | 境内实体 | MEMBER | 是 | A |
| Klassa, Chelsea, Lynn | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| ZACCARO, WARREN, JOHN | 个人 | DIRECTOR | 是 | NA |
| HUOVINEN, SUZETTE, LOUISE | 个人 | DIRECTOR | 是 | NA |
| BRAVO, MARCO, ANTHONY | 个人 | DIRECTOR | 是 | NA |
| SENECHALLE, TIMOTHY, J. | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(6 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SCHAEFER, JOHN, LARKIN | MANAGING MEMBER | 是 |
| MINNESOTA LIFE INSURANCE COMPANY | SHAREHOLDER | 是 |
| SECURIAN FINANCIAL GROUP, INC. | SHAREHOLDER | 是 |
| BRAVO, MARCO, ANTHONY | MANAGING MEMBER | 是 |
| SECURIAN HOLDING COMPANY | SHAREHOLDER | 是 |
| MINNESOTA MUTUAL COMPANIES, INC. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
