← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/09/2024)
ARISTOTLE CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 109876)
机构事实页:ARISTOTLE CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/109876
Schedule A · 直接所有者(19 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SCHWEITZER, RICHARD, HARLAN | 个人 | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 是 | NA |
| RCB ACQUISITION COMPANY, LLC | 境内实体 | OWNER | 是 | B |
| GLEICHER, HOWARD, ROY | 个人 | OWNER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | 是 | NA |
| HOLLANDER, RICHARD, SCOTT | 个人 | OWNER, CHAIRMAN OF THE BOARD | 是 | NA |
| GOSOM, MICHELLE, MONSALUD | 个人 | OWNER, CHIEF COMPLIANCE OFFICER | 是 | NA |
| GLEICHER HOLDINGS, LLC | 境内实体 | OWNER | — | B |
| LISENBEE, GARY, WAYNE | 个人 | OWNER, VICE CHAIRMAN | 是 | NA |
| SCARLETT, NANCY, JEDDELOH | 个人 | OWNER, MANAGING DIRECTOR, CHIEF OF STAFF | 是 | NA |
| LLINAS NEGRET, MARIA, CATALINA | 个人 | OWNER, CO-CHIEF INVESTMENT OFFICER | 是 | NA |
| LISENBEE FAMILY TRUST | 境内实体 | OWNER | — | NA |
| SCHWEITZER 2005 TRUST | 境内实体 | OWNER | — | A |
| WOMACK, ROBERT, REID | 个人 | OWNER, CHIEF INNOVATION OFFICER | 是 | NA |
| PACIFIC LIFE INSURANCE COMPANY | 境内实体 | OWNER | — | B |
| Chandwani, Sona, Sapna | 个人 | OWNER, CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
| Quan, John, Albert | 个人 | OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER | 是 | NA |
| ST HILAIRE, KIM, MARIE | 个人 | OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING | 是 | NA |
| HAWLEY, VICTOR | 个人 | OWNER, DIRECTOR OF RESEARCH | 是 | NA |
| REIDMAN, LP | 境内实体 | OWNER | — | NA |
| BOROWSKI FAMILY TRUST | 境内实体 | OWNER | — | A |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| METWEST VENTURES, LLC | OWNER/MEMBER | 是 |
| GLEICHER, HOWARD, ROY | OWNER/MEMBER | 是 |
| RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88 | OWNER/MEMBER | 是 |
| HOLLANDER, JACQUELINE | CO-TRUSTEE | 是 |
| LISENBEE, GARY, WAYNE | CO-TRUSTEE | 是 |
| SCHWEITZER, RICHARD, HARLAN | CO-TRUSTEE | 是 |
| SCHWEITZER, JULIE, LYNNE | CO-TRUSTEE | 是 |
| LISENBEE, MARY, JO | CO-TRUSTEE | 是 |
| HOLLANDER, RICHARD, SCOTT | CO-TRUSTEE | 是 |
| WOMACK, ROBERT, REID | REGISTERED AGENT | 是 |
| BOROWSKI, STEVEN | CO-TRUSTEE | — |
| BOROWSKI, LINDA | CO-TRUSTEE | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
