← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/24/2024）
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC · 所有者与执行高管（CRD 109962）
机构事实页：ESSEX INVESTMENT MANAGEMENT COMPANY, LLC 事实页 → | 官方原文：IAPD firm-summary/109962
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MCNAY, JOSEPH, CLAUDIUS | 个人 | CHAIRMAN & MANAGING MEMBER | 是 | C |
| MCCARTHY, MICHAEL, STEPHEN | 个人 | CCO/COO/MANAGING MEMBER | 是 | NA |
| PRIAL, NANCY, BETH | 个人 | CO-CEO & MANAGING MEMBER | 是 | B |
| UEK, ROBERT, JOSEPH | 个人 | CO-CEO & MANAGING MEMBER | 是 | NA |
| HIPPOGRIFFE INVESTMENT LLC | 境内实体 | NON-MANAGING MEMBER | — | B |
| SACKS, SARALYN, NMI | 个人 | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | — | A |
| DRAKES MAINE LLC | 境内实体 | NON-MANAGING MEMBER | — | A |
| COURCAP LLC | 境内实体 | NON-MANAGING MEMBER | — | A |
| LOCKES INVESTMENT LLC | 境内实体 | NON-MANAGING MEMBER | — | A |
| BURNT MOUNTAIN INVESTMENTS LLC | 境内实体 | NON-MANAGING MEMBER | — | A |
| MCMICHAEL, ANNEMARIE, GELATA | 个人 | RESEARCH ANALYST, NON-MANAGING MEMBER | — | A |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| UEK, ROBERT, JOSEPH | OWNER | 是 |
| MCCARTHY, MICHAEL, STEPHEN | OWNER | 是 |
| COURNAN, MARTIN, PIERCE | OWNER | 是 |
| Giroux, Elizabeth, Ferns | OWNER | 是 |
| PAGE, WILLIAM, HURD | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
